Human Resource Management  ·  Level 6
Principles Of Commercial Law
Chapter 8: Apply law of negotiable instruments
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What you will be able to do

By the end of this chapter, you will be able to:

  • Understand what negotiable instruments are according to the Negotiable Instruments Act.
  • Identify different types of negotiable instruments correctly.
  • Recognize the key features that make an instrument negotiable.
  • Apply the legal definitions to real-life examples of negotiable instruments.
  • Explain the importance of negotiable instruments in commercial transactions.

Mastering this skill will help you confidently handle important financial documents in the trade, ensuring smooth and lawful business operations.

Negotiable instruments are vital tools in Kenya’s commercial and financial sectors, facilitating smooth and secure transactions across diverse professional fields. These instruments serve as written documents that guarantee the payment of a specific amount of money either on demand or at a future date. Their use streamlines payments in banking, trade, agriculture, and service industries, reducing reliance on cash and enhancing trust among parties. Understanding the law governing negotiable instruments enables professionals across sectors, from county hospitals to retail businesses, to manage financial dealings effectively and legally.

8.1 Negotiable Instruments

Negotiable instruments are formal written documents that guarantee payment of a certain amount either immediately or at a specified future date. They are transferable by endorsement or delivery, enabling the holder to claim payment or transfer rights to another party. In Kenya, negotiable instruments play a crucial role in commercial transactions by providing a secure and convenient means of payment and credit. The law ensures clarity, enforceability, and protection for parties involved in transactions using these instruments.

8.1.1 Cheques

Cheques are among the most widely used negotiable instruments in Kenya, especially in banking and business transactions. They allow one party to instruct their bank to pay a specified sum to another party or bearer. Cheques facilitate payments without the need for physical cash and are governed by the Kenyan Bills of Exchange Act and banking regulations.

Nature and Characteristics of Cheques

Cheques are unconditional orders in writing, directing a bank to pay a specific amount of money to the person named or bearer. They must be signed by the drawer, contain a precise sum, and be payable on demand. Cheques differ from promissory notes and bills of exchange primarily because they involve a three-party relationship: drawer, drawee (bank), and payee.

Types of Cheques

Several types of cheques are used in Kenya, each serving different purposes and carrying specific legal implications:

  • Bearer Cheque: Payable to the holder or bearer; can be transferred by delivery without endorsement.
  • Order Cheque: Payable to a specified person or their order; requires endorsement to transfer.
  • Crossed Cheque: Contains two parallel lines, restricting payment through a bank account only, enhancing security.
  • Post-dated Cheque: Dated for a future date; not payable until that date.
  • Stale Cheque: Cheque presented after six months from the date of issue; generally not honored by banks.

Legal Requirements and Presentation of Cheques

For a cheque to be valid and enforceable, it must meet certain legal requirements such as being in writing, signed by the drawer, containing an unconditional order to pay, and specifying a certain sum. Presentation refers to the act of submitting the cheque to the bank for payment or collection. Typically, cheques must be presented within six months from the date of issue to avoid becoming stale. Banks also require proper identification of the payee and may refuse payment if the cheque is altered or lacks necessary endorsements.

Dishonour of Cheques and Legal Remedies

A cheque is dishonoured when the bank refuses to pay the amount on presentation, commonly due to insufficient funds or irregularities. Dishonour can lead to legal consequences under the Kenyan Penal Code and the Bills of Exchange Act. The payee or holder can pursue civil remedies such as suing for the amount or criminal remedies by reporting the drawer for issuing a cheque without sufficient funds. Institutions like county hospitals often rely on these legal provisions to recover payments from clients or suppliers.

8.1.2 Bill of Exchange

Bills of exchange are negotiable instruments that involve an order from one party to another to pay a fixed sum either on demand or at a future date. They are widely used in trade and commerce to facilitate credit and payment between businesses, including those in agriculture cooperatives and retail sectors.

Definition and Parties Involved in a Bill of Exchange

A bill of exchange is a written, unconditional order directing a person (the drawee) to pay a certain sum to another person (the payee) or bearer. The key parties are:

  • Drawer: The person who makes the order to pay.
  • Drawee: The person ordered to pay the sum.
  • Payee: The person entitled to receive the payment.

In Kenyan commercial transactions, for example, a retail wholesaler may draw a bill of exchange on a supplier to pay for goods delivered.

Characteristics and Essential Elements

Bills of exchange must contain an unconditional order to pay a definite sum, be signed by the drawer, specify the drawee and payee, and indicate the time and place of payment where applicable. They can be payable on demand or at a fixed or determinable future time. The instrument’s negotiability allows transfer by endorsement, enabling fluidity in trade and credit systems.

Types of Bills of Exchange

Bills of exchange vary based on their terms and usage:

  • Sight Bill: Payable on demand upon presentation.
  • Time Bill: Payable at a future date specified in the bill.
  • Inland Bill: Drawn and payable within Kenya.
  • Foreign Bill: Drawn in one country and payable in another.
  • Accommodation Bill: Drawn without consideration to support a third party’s credit.

Acceptance and Dishonour

Acceptance occurs when the drawee signs the bill, agreeing to pay it as ordered. This acceptance creates a binding obligation. Dishonour arises if the drawee refuses or fails to pay on maturity. The holder can then seek legal recourse, including protest, a formal declaration of dishonour, often used in international trade and by businesses such as county government procurement offices to enforce payment.

8.1.3 Promissory Note

Promissory notes are written promises by one party to pay another a specific sum of money either on demand or at a fixed future date. They are commonly used in lending and credit arrangements across various sectors including SACCOs and educational institutions.

Meaning and Legal Nature of Promissory Notes

A promissory note is a signed written promise by the maker to pay a certain sum to the payee. Unlike bills of exchange, it involves only two parties, the maker and the payee, and does not require acceptance. In Kenya, promissory notes are governed by the Bills of Exchange Act and are enforceable as contracts.

Essential Elements of a Valid Promissory Note

A valid promissory note must contain a clear and unconditional promise to pay, the amount payable, the payee’s name, the time of payment (on demand or fixed date), and the signature of the maker. These elements ensure the note’s enforceability and protect the interests of both parties. For instance, a cooperative society may issue promissory notes to members as evidence of loans granted.

Transferability and Negotiability

Promissory notes are negotiable and can be transferred by endorsement or delivery, depending on whether they are payable to order or bearer. This feature allows holders to use the notes as payment or collateral, enhancing liquidity in sectors such as hospitality and retail. The transferee gains the right to sue on the note in their own name, facilitating commercial credit flow.

Discharge and Enforcement

A promissory note is discharged when payment is made according to its terms or when the holder waives the claim. Failure to pay entitles the holder to enforce payment through legal action. Institutions like universities may rely on promissory notes to secure student fees, pursuing recovery through courts if necessary.

Practice Questions

  1. Explain the differences between a cheque and a bill of exchange, highlighting the parties involved in each. (10 marks)
  2. Describe the legal requirements for a cheque to be valid and discuss the consequences of cheque dishonour in Kenya. (12 marks)
  3. Outline the essential elements of a promissory note and explain how it can be transferred from one party to another. (10 marks)
  4. Discuss the types of bills of exchange and their significance in commercial transactions within the agricultural sector. (8 marks)
  5. Explain the process of acceptance and dishonour of a bill of exchange, and the remedies available to the holder in case of dishonour. (10 marks)
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🔒8.2 Characteristics of negotiable instruments

Negotiable instruments serve as vital tools in commercial transactions across Kenya, enabling smooth transfer of money and credit. Their unique features distinguish them from ordinary contracts or documents, making them highly practical for businesses, banks,…

🔒8.3 Elements of negotiable instruments

Every negotiable instrument must contain specific elements to be valid and enforceable. These elements form the legal foundation that separates negotiable instruments from ordinary contracts and documents. Kenyan professionals dealing with financial transactio…

Chapter Summary

This chapter explored the concept of negotiable instruments, focusing on their role as transferable documents guaranteeing payment. It detailed three primary types: cheques, which instruct banks to pay a specified amount; bills of exchange, which involve a written order requiring payment from one party to another; and promissory notes, which are written promises to pay a certain sum. The discussion then highlighted the essential characteristics that define negotiable instruments, such as transferability, unconditionality, and the ability to be endorsed. Additionally, the chapter examined the core elements that must be present for these instruments to be valid, including the parties involved, the amount payable, and the specified time of payment. Understanding these features and requirements is crucial for effective application of commercial law in financial transactions. The chapter provided a comprehensive foundation for recognizing and utilizing negotiable instruments within various business contexts.

Self-Assessment

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A. Written Assessment

  1. What is a negotiable instrument? Provide two examples. (4 marks)
  2. Which of the following is NOT a characteristic of negotiable instruments?
    a) Transferability
    b) Conditional payment
    c) Unconditional promise or order to pay
    d) Certainty of amount (2 marks)
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Chapter Examination Questions

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SECTION A (40 Marks) - Answer ALL Questions

  1. Define a negotiable instrument and explain its significance in commercial transactions in Kenya. (4 marks)
  2. Identify three key differences between a cheque and a promissory note. (4 marks)
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Am I competent?

At the start of this chapter we promised you would be able to:

  • Understand what negotiable instruments are according to the Negotiable Instruments Act.
  • Identify different types of negotiable instruments correctly.
  • Recognize the key features that make an instrument negotiable.
  • Apply the legal definitions to real-life examples of negotiable instruments.
  • Explain the importance of negotiable instruments in commercial transactions.

Tick each one you can genuinely do.

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